Monday, July 9, 2012
The “Deeming Resolution”: A Budget Enforcement Tool
Megan Suzanne Lynch
Analyst on Congress and the Legislative Process
“Deeming resolution” is a term that refers to legislation deemed to serve as an annual budget resolution for purposes of establishing enforceable budget levels for a budget cycle. A deeming resolution is used when the House and Senate have not agreed on a budget resolution.
The Congressional Budget Act of 1974 provides for the annual adoption of a budget resolution establishing aggregate levels of revenues, spending, the debt limit, and the surplus or deficit, as well as allocations of spending. Enforcement of the budget resolution relies primarily upon points of order and reconciliation procedures. With regard to the enforcement of budget aggregates and committee spending allocations, the major points of order are found in Sections 311 and 302 of the act, respectively. The term “deeming resolution” is not officially defined, nor is there any specific statute or rule authorizing such legislation. Instead, the use of a deeming resolution simply represents the House and Senate employing regular legislative procedures to deal with the issue on an ad hoc basis.
The form and content of a deeming resolution is not prescribed, so it may be shaped to meet the particular needs at hand. For example, the House and Senate have used simple resolutions as the legislative vehicle in the past, but a deeming resolution may be incorporated into a bill, such as an annual appropriations act, as a single provision. At a minimum, deeming resolutions provide new spending allocations to the Appropriations Committees, but they also may set new aggregate budget levels, provide revised spending allocations to other House and Senate committees, or provide for other related purposes.
For purposes of this report, a distinction is drawn between instances in which the budget resolution was adopted in a tardy manner and deeming resolutions were employed in the interim before a budget resolution was finally agreed to and, alternately, those instances when the House and Senate never reached final agreement on a budget resolution and deeming resolutions were used as an alternative enforcement mechanism instead. This report deals largely with those years in which the House and Senate did not reach final agreement on a budget resolution. The relevant fiscal years were FY1999, FY2003, FY2005, FY2007, FY2011, and FY2012.
On April 17, 2012, the House agreed to H.Res. 614, a special rule deeming the House-passed budget resolution for FY2013 (H.Con.Res. 112) as enforceable, pending the adoption by the House and Senate of a budget resolution for FY2013. On May 8, the House agreed to H.Res. 643 which amended H.Res. 614, by inserting enforceable committee spending levels, known as 302(a) allocations, originally included in the committee report accompanying H.Con.Res. 112.
On March 20, 2012, Senate Budget Committee Chairman Kent Conrad filed in the Congressional Record aggregate spending levels, aggregate revenue levels, and committee spending levels enforceable in the Senate, which have been referred to as a “deeming resolution.” Both the requirement that the Senate Budget chair file such levels and the requirement that these levels be enforceable in the Senate results from the Budget Control Act of 2011 (Section 106(b)(2); P.L. 112-25).
Date of Report: June 26, 2012
Number of Pages: 33
Order Number: RL31443
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